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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cardinal Insurance & Financial Services, | London | KY | 04/1996 | 01/2018 |
| Foresters Equity Services, Inc | London | KY | 03/2011 | 01/2018 |
| American United Life | Lexington | KY | 09/2017 | 05/2019 |
| Oneamerica Securities | Lexington | KY | 01/2018 | 05/2019 |
| Parkland Securities Llc | Ann Arbor | MI | 06/2019 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 06/2019 | Present |
1) DBA - Cardinal Insurance & Financial Services Inc., London, KY. President - fixed insurance business to sell and service group and individual medical, life, disability, dental and vision insurance. Also the sale of Medicare supplement policies. Start date: 3/26/96, approx. 120 hr/mo with 80% during mkt hrs. INV REL: Y 2) As an independently licensed insurance agent, I am appointed with various insurance companies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-16 |
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