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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-09-27 |
Branch Locations
255 Bear Hill Rd, Waltham, MA 02451 • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Financial Group | Springfield | MA | 03/2008 | 12/2020 |
| Mml Distributors, Llc | Springfield | MA | 05/2014 | 12/2020 |
| Gwfs Equities, Inc | Greenwood Village | CO | 07/2022 | Present |
| American Tower Corporation | Woburn | MA | 09/2021 | 06/2022 |
| Unemployed | Cumberland | RI | 01/2021 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-10 |
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