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Thomas Michael Demeritt

Advisors Asset Management, Inc.

Charlotte, NC

Waxhaw, NC

CRD 5014738

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Employer firm

Advisors Asset Management, Inc. CRD 46727

$2.21B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • SUPERVISOR/EVALUATOR TO UNIT INVESTMENT TRUSTS

From the firm’s Form ADV. Read the guides:

Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-04-11
  • NC RA
    APPROVED
    Since 2022-04-11

Branch Locations

14045 Ballantyne Corporate Pl Suite 375, Charlotte, NC 28277 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 09/2006 05/2019
Naperville Running Company Naperville IL 04/2009 07/2017
Invesco Advisers, Inc. Atlanta GA 08/2015 05/2019
Inland Securities Corporation Oak Brook IL 07/2019 08/2021
Advisors Asset Management, Inc Monument CO 11/2021 Present
  • 09/2006 → 05/2019
    Invesco Distributors, Inc.
    Houston, TX
  • 04/2009 → 07/2017
    Naperville Running Company
    Naperville, IL
  • 08/2015 → 05/2019
    Atlanta, GA
  • 07/2019 → 08/2021
    Inland Securities Corporation
    Oak Brook, IL
  • 11/2021 → Present
    Monument, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-16
S63 Uniform Securities Agent State Law Examination 2005-09-07
  • S65 Uniform Investment Adviser Law Examination
    2021-11-16
  • S63 Uniform Securities Agent State Law Examination
    2005-09-07
Other Names
  • Michael Demeritt
  • Thomas Michael Demerritt

View on SEC IAPD

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