Keith Douglas Smith

Current Employers

Turner Capital Investments, Llc

9442 Capital Of Texas Hwy N Arboretum Plaza One, Suite 500, Austin, TX 78759 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-27

TX RA
APPROVED

Since 2017-11-27

Branch Locations

Shady Shores, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Turner Capital Investments, Llc	Shady Shores	TX	11/2017	Present
Erisa Group, Llc	Shady Shores	TX	01/2011	Present
Hub International Group	Plano	TX	11/2021	Present

11/2017 → Present

Turner Capital Investments, Llc

Shady Shores, TX
01/2011 → Present

Erisa Group, Llc

Shady Shores, TX
11/2021 → Present

Hub International Group

Plano, TX

Other Businesses

1.) ERISA GROUP, LLC, not investment related, 117 Mustang Trail, Shady Shores, TX 76208, employee benefits/fixed insurance, sole proprietor/broker/owner, 01/2011, approx 25-30 hours per month Monday through Friday as needed, employee benefit sales. 2.) Hub International Group, not investment related, 520 Central Parkway East, Suite 300, Plano, TX 75074, third party administrator of health, welfare and pension plans, senior account representative, 04/2018, approx 40 hours per week, marketing employee benefits.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-11
S63	Uniform Securities Agent State Law Examination	1992-04-10

S65 Uniform Investment Adviser Law Examination

2016-06-11
S63 Uniform Securities Agent State Law Examination

1992-04-10