Rhonda Ward

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 05/2017
  Transamerica Investors Securities Corporation
  Denver, CO
• 06/2014 → 05/2017
  Transamerica Capital , Inc
  Denver, CO
• 10/2017 → 03/2018
  Fidelity Brokerage Services Llc
  Greenwood Village, CO
• 06/2017 → 09/2017
  Unemployed
  Littleton, CO
• 04/2018 → 11/2018
  Gwfs Equities, Inc
  Greenwood Village, CO
• 11/2018 → 03/2025
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 11/2018 → 03/2025
  Tiaa
  Denver, CO
• 10/2017 → 03/2018
  Strategic Advisors, Inc
  Greenwood Village, CO
• 04/2018 → 11/2018
  Empower
  Greenwood Village, CO
• 10/2017 → 04/2018
  Fidelity
  Greenwood Village, CO
• 03/2025 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO

Previous Registrations

• 2019-09-03 → 2025-01-31
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
  Glendale, CO
  Littleton, CO
• 2018-01-16 → 2018-04-11
  Strategic Advisers Llc
  Greenwood Village, CO

Exams

• S66 Uniform Combined State Law Examination
  2018-01-04
• S63 Uniform Securities Agent State Law Examination
  2004-01-31

Other Names

• Rhonda Jo Neill
• Rhonda Jo Ward
• Rhonda Ward
• Rhonda J Ward