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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-02-24 |
| TX | RA | APPROVED_RES | 2021-02-16 |
Branch Locations
294 Grove Ln E Ste 160, Wayzata, MN 55391 • United States
7616 Currell Blvd Ste 220, Woodbury, MN 55125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lake Elmo | MN | 06/2013 | 02/2021 |
| Lpl Financial, Llc | Woodbury | MN | 02/2021 | Present |
1)02/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TRUE VISION FINANCIAL ADVISORS - INVESTMENT RELATED - WOODBURY, MN 55125 2)02/2021 - OTHER-TEACHING - TEACHING COMMUNITY EDUCATION - 10HRS/MO 0HRS DURING TRADING - NOT INVESTMENT RELATED - WOODBURY MN 55125
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-01 |
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