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Tom Nicholl

Edward Jones

La Mesa, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-29
CA RA APPROVED 2024-09-17
  • TX RA
    APPROVED
    Since 2025-05-29
  • CA RA
    APPROVED
    Since 2024-09-17

Branch Locations

9340 Fuerte Dr Suite 300A, La Mesa, CA 91941-4164 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2024 Present
Mercedes-Benz Of San Diego San Diego CA 08/2020 01/2024
Sunroad Automotive San Diego CA 01/2008 07/2020
Unemployed San Diego CA 02/2024 06/2024
  • 07/2024 → Present
    Edward Jones
    St Louis, MO
  • 08/2020 → 01/2024
    Mercedes-Benz Of San Diego
    San Diego, CA
  • 01/2008 → 07/2020
    Sunroad Automotive
    San Diego, CA
  • 02/2024 → 06/2024
    Unemployed
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-16
S63 Uniform Securities Agent State Law Examination 1992-03-10
  • S66 Uniform Combined State Law Examination
    2024-09-16
  • S63 Uniform Securities Agent State Law Examination
    1992-03-10
Other Names
  • William Thomas Nicholl
  • Tom Nicholl
  • William T Nicholl

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · La Mesa, CA
7 STREETS FINANCIAL, LLC · SAN DIEGO, CA
COMMONWEALTH FINANCIAL NETWORK · La Mesa, CA
CETERA INVESTMENT ADVISERS LLC · LA MESA, CA
CETERA INVESTMENT ADVISERS LLC · LA MESA, CA
INVICTA FINANCIAL GROUP · LA MESA, CA
J.P. MORGAN SECURITIES LLC · LA MESA, CA
U.S. BANCORP ADVISORS, LLC · La Mesa, CA

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