Ariel Monsivais

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 05/2022
  Cuna Mutual Group
  Waverly, IA
• 04/2014 → 05/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → 09/2023
  Lpl Financial Llc
  Joliet, IL
• 07/2018 → 04/2026
  Lowes Home Improvement
  Bolingbrook, IL
• 09/2023 → Present
  Ariel Wealth Partners Llc
  Romeoville, IL
• 09/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2026 → Present
  Grainger
  Minooka, IL

Previous Registrations

• 2022-05-18 → 2023-10-02
  Lpl Financial Llc
  Romeoville, IL
  Argonne, IL
  Joliet, IL
• 2014-05-12 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Romeoville, IL
  Argonne, IL
  Joliet, IL
• 2009-09-08 → 2013-12-16
  Lpl Financial Llc
  Oak Brook, IL
• 2007-01-19 → 2009-09-08
  Mutual Service Corporation
  Oak Brook, IL
  Oakbrook, IL

Other Businesses

1. NAME OF OTHER BUSINESS: ARIEL WEALTH PARTNERS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2023 POSITION/TITLE/RELATIONSHIP: MANAGING DIRECTOR APX NUMBER OF HOURS PER WEEK: 45 APX NUMBER OF HOURS DURING TRADING HOURS: 45 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, PROVIDING BROKERAGE AND ADVISORY SERVICES 2.NAME OF OTHER BUSINESS: GRAINGER INVESTMENT RELATED: NO ADDRESS: 701 GRAINGER WAY, MINOOKA IL 60447 NATURE OF BUSINESS: NATURE OF BUSINESS: COMMERCIAL AND CONSUMER INDUSTRIAL EQUIPMENT SUPPLIER START DATE: 4/1/2026 POSITION/TITLE/RELATIONSHIP: WAREHOUSE WORKER APX NUMBER OF HOURS PER WEEK: 18 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LOADING, PICKING, PACKING

Exams

• S66 Uniform Combined State Law Examination
  2006-06-12
• S63 Uniform Securities Agent State Law Examination
  1995-09-11

Designations

• Certified Financial Planner