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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-18 |
| TX | RA | APPROVED | 2025-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2025 |
| Wells Fargo Clearing Services, Llc ( | Paramus | NJ | 07/2025 | Present |
BAY VILLAGE PIZZA; NOT INV RELATED; BEACH HAVEN ,NJ; FOOD SERVICES;15% OWNERSHIP ; START DATE: 09/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-02 |
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