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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-20 |
| TN | RA | APPROVED | 2024-03-15 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
6111 Shallowford Road Suite 103, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chattanooga | TN | 04/2013 | 08/2018 |
| Raymond James Financial Services Advisors, Inc. | Chattanooga | TN | 08/2018 | 03/2024 |
| Raymond James Financial Services, Inc. | Chattanooga | TN | 08/2018 | 03/2024 |
| Steward Partners Global Advisory, Llc | Chattanooga | TN | 03/2024 | Present |
| Steward Partners Investment Solutions, Llc | Chattanooga | TN | 03/2024 | Present |
| Steward Partners Investment Advisory, Llc | Chattanooga | TN | 03/2024 | Present |
(1)Name of Business: Covenant Wealth Advisors Address: 6111 Shallowford Rd Ste 103, Chattanooga, TN, 37421, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: President, producer in AUM and financial planning, leadership of FAs in practice, administration (2)Name of Business: Freedom Street Partners Address: 6111 Shallowford Rd Ste 103, Chattanooga, TN, 37421-7800, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/01/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 81+ Description of duties: Non, FSP is my Branch Manager (3)Name of Business: King's Cadence Address: 1702 Spring View Ln, Chattanooga, TN, 37421, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sing Tenor in a quartet (4)Name of Business: Mass Mutual Address: 6111 Shallowford Rd Ste 103, Chattanooga, TN, 37421, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/22/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Service existing policies, whole life sales (5)Name of Business: TAG Properties Address: 1702 Spring View Ln, Chattanooga, TN, 37421, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/14/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Purchase homes to be rehabbed and rented. I will hire the rehab work to be done and then hire a property manager to manage the properties. We will also look to begin building a portfolio of rentals and/or short term rentals as a part of our real estate business. (6) OBA Type: Part-time Employment/Volunteer/Other; Name of Activity: Covenant Presbyterian Church; Nature of Business: Part-time Music Director; Position/Title: Interim Director of Music Ministries; City/State: Chattanooga, TN; Duties: Direct music of worship service, choir rehearsals; Start Date: 05/01/2025; 20HRS/MO devoted to activity; 0HRS/MO devoted during business hours; Not investment related. (7) OBA Type: Real Estate for Rent/Lease; Name of Activity: TAG Properties; Nature of Business: Purchase and rent single, multi family dwellings; Position/Title: Co-owner; City/State: Ringgold, GA; Duties: Manage property; Start Date: 12/01/2023; 5HRS/MO devoted to activity; 0HRS/MO devoted during business hours; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-14 |
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