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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-04 |
Branch Locations
9508 Garland Rd, Dallas, TX 75218 • United States
2970 Horizon Rd, Rockwall, TX 75032 • United States
201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Rockwall | TX | 06/2015 | 10/2016 |
| Prudential Annuities Distributors, Inc. | Rockwall | TX | 06/2015 | 10/2016 |
| Jpmorgan Securities Llc | Forney | TX | 06/2017 | 09/2022 |
| Musicmaker Rockwall Llc D/B/A School Of Rock | Rockwall | TX | 07/2015 | 01/2020 |
| Wells Fargo Clearing Services | Dallas | TX | 09/2022 | Present |
FINRA; INV RELATED; NEW YORK, NY; ARBITRATOR; START DATE 1/2/2024; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; HEAR ALL SIDES OF CASES, STUDY EVIDENCE AND RENDER FINAL/BINDING DECISION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-22 |
| S65 | Uniform Investment Adviser Law Examination | 1995-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-10 |
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