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Kevin Lamont Nicholson

Riverfront Investment Group, LLC

Richmond, VA

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Current Employers
Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2010-07-09
  • VA RA
    APPROVED
    Since 2010-07-09

Branch Locations

1214 E. Cary St., Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverfront Investment Group, Llc Richmond VA 07/2016 04/2020
Alps Distributors, Inc. Richmond VA 08/2010 05/2026
Riverfront Investment Group, Llc Richmond VA 04/2020 05/2021
Riverfront Investment Group, Llc Richmond VA 05/2021 01/2022
Riverfront Investment Group, Llc Richmond VA 01/2022 Present
Previous Registrations
Other Businesses

1. Virginia Foundation of Public Media; Investment-Related; 23 Sesame Street Richmond, VA 23235; Board Member of Investment Committee; 07/01/2022; 1 HR/MON; 1 HR/MON During Trading Hours; Serves on the Committee to Help Monitor Foundation Investments. 2. Richmond Retirement Systems; Investment-Related; 730 E Broad Street Suite 900 Richmond, VA 23219; Public Pension; Investment Advisory Committee Member; 10/27/2020; 1 HR/MON; 1 HR/MON During Trading Hours. 3. Northern Neck Insurance Company; Investment-Related; 4981 Irvington Road Irvington, VA 22480; Multi-Line Insurance Company; Director of Company Board & Chair of Investment Committee; 04/14/2023; 4 HRS/MON; 4 HRS/MON During Trading Hours; Work with Board; Serve on Boards for Northern Neck and its Affiliates-Fredrick Mutual Insurance Company, Fredrick Mutual Group, and Fredrick Mutual Holdings. 4. Virginia Museum of Fine Arts Foundation Board; Investment-Related; 200 N. Boulevard, Richmond, VA 23220; Art Museum; Member of the Board of Directors; 1/1/2025; 2 HRS/MON; 2 HRS/MON During Trading Hours; Help Review Investment Portfolio.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-11
S63 Uniform Securities Agent State Law Examination 1992-05-22
  • S65 Uniform Investment Adviser Law Examination
    1992-09-11
  • S63 Uniform Securities Agent State Law Examination
    1992-05-22
Designations

View on SEC IAPD

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