Kevin Lamont Nicholson

Employer firm

Riverfront Investment Group, LLC CRD 146221

$2.22B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 04/2020
  Riverfront Investment Group, Llc
  Richmond, VA
• 08/2010 → 05/2026
  Alps Distributors, Inc.
  Richmond, VA
• 04/2020 → 05/2021
  Riverfront Investment Group, Llc
  Richmond, VA
• 05/2021 → 01/2022
  Riverfront Investment Group, Llc
  Richmond, VA
• 01/2022 → Present
  Riverfront Investment Group, Llc
  Richmond, VA

Previous Registrations

• 1999-10-01 → 2010-06-16
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
  St. Louis, MO
  Richmond, VA
  Richmond, VA

Other Businesses

1. Virginia Foundation of Public Media; Investment-Related; 23 Sesame Street Richmond, VA 23235; Board Member of Investment Committee; 07/01/2022; 1 HR/MON; 1 HR/MON During Trading Hours; Serves on the Committee to Help Monitor Foundation Investments. 2. Richmond Retirement Systems; Investment-Related; 730 E Broad Street Suite 900 Richmond, VA 23219; Public Pension; Investment Advisory Committee Member; 10/27/2020; 1 HR/MON; 1 HR/MON During Trading Hours. 3. Northern Neck Insurance Company; Investment-Related; 4981 Irvington Road Irvington, VA 22480; Multi-Line Insurance Company; Director of Company Board & Chair of Investment Committee; 04/14/2023; 4 HRS/MON; 4 HRS/MON During Trading Hours; Work with Board; Serve on Boards for Northern Neck and its Affiliates-Fredrick Mutual Insurance Company, Fredrick Mutual Group, and Fredrick Mutual Holdings. 4. Virginia Museum of Fine Arts Foundation Board; Investment-Related; 200 N. Boulevard, Richmond, VA 23220; Art Museum; Member of the Board of Directors; 1/1/2025; 2 HRS/MON; 2 HRS/MON During Trading Hours; Help Review Investment Portfolio.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-09-11
• S63 Uniform Securities Agent State Law Examination
  1992-05-22

Designations

• Chartered Financial Analyst