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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-09-26 |
Branch Locations
200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Florham Park | NJ | 08/2014 | Present |
MY BROTHER AND I HAVE AN INTEREST IN A FLORIDA CONDO. VOLUNTEER ON CAMPAIGN. FUND RAISER. APPROX. 2 HOURS A WEEK FOR SEVERAL MONTHS THERE IS NO COMPENSATION. THE CHURCH OF THE LITTLE FLOWER, IS A ROMAN CATHOLIC CHURCH IN BERKELEY HEIGHTS, NJ 07922 VOLUNTEER AS A WEEKLY USHER ON SUNDAYS AT THE CHURCH OF THE LITTLE FLOWER, BERKELEY HEIGHTS, NJ, APPROXIMATELY 1 HOUR A WEEK, ROMAN CATHOLIC CHURCH, THERE IS NO COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-28 |
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