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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
| NC | RA | APPROVED | 2009-05-29 |
Branch Locations
14120 Ballantyne Corporate Pl Ste 325, Charlotte, NC 28277 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | High Point | NC | 05/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Business Ownership; KPTM Corp; Owner; Consulting; 3800 Shamrock Drive, 3601- LV, Charlotte, NC, 28215; Investment-Related; 03/20/2024; 60 hours per month; 60 during trading hours / McTeden, LLC; Owner; Consulting; 3800 Shamrock Drive, 3601- LV, Charlotte, NC, 28215; Investment-Related; 03/20/2024; 60 hours per month; 60 during trading hours / FITS Rental LLC; Owner; Real Estate; 3601 Lv 3800 Shamrock Dr, , Charlotte, NC, 28469; Not Investment-Related; 09/02/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-20 |
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