Linda S Mander

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-12-01

NC RA
APPROVED

Since 2021-12-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks	El Segundo	CA	01/2013	11/2021
Carroll Financial Associates	Charlotte	NC	08/1995	11/2021
Lpl Financial, Llc	Charlotte	NC	11/2021	06/2025
Wealth Enhancement Group	Charlotte	NC	11/2021	Present
Wealth Enhancement Advisory Services Llc	Charlotte	NC	11/2021	Present
Wealth Enhancement Brokerage Services	Charlotte	NC	12/2021	Present

01/2013 → 11/2021

Cetera Advisor Networks

El Segundo, CA
08/1995 → 11/2021

Carroll Financial Associates

Charlotte, NC
11/2021 → 06/2025

Lpl Financial, Llc

Charlotte, NC
11/2021 → Present

Wealth Enhancement Group

Charlotte, NC
11/2021 → Present

Wealth Enhancement Advisory Services Llc

Charlotte, NC
12/2021 → Present

Wealth Enhancement Brokerage Services

Charlotte, NC

Previous Registrations

2018-04-26 → 2021-12-08

Carroll Financial Associates Inc

Charlotte, NC

Other Businesses

1) 2018 - Non-Profit Board Member - BOY SCOUT TROOP - Not Investment Related - Charlotte, NC 28211 2) 2019 - Business Entity For Tax/Investment Purposes Only - SGORLON PROPERTIES, LLC - Investment Related - Charlotte, NC 28211 3) 12/16/2021 - Wealth Enhancement Advisory Services - DBA: WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/1/2021 - 230 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 230 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-08-04

S63 Uniform Securities Agent State Law Examination

1993-08-04

Designations

Certified Financial Planner

Other Names

Linda L Mander

View on SEC IAPD