Steven Roy Puckett

Current Employers

Fiduciary Pension Partners, Llc

Westfield, NJ • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APP_PEND_IARCE	2026-01-01
NY	RA	APPROVED	2021-08-31

NJ RA
APP_PEND_IARCE

Since 2026-01-01
NY RA
APPROVED

Since 2021-08-31

Branch Locations

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gateway Advisory, Llc	Westfield	NJ	06/2016	08/2022
Fiduciary Pension Partners Llc	Westfield	NJ	06/2016	Present

06/2016 → 08/2022

Gateway Advisory, Llc

Westfield, NJ
06/2016 → Present

Fiduciary Pension Partners Llc

Westfield, NJ

Previous Registrations

2016-10-07 → 2022-07-25

Gateway Advisory, Llc

Mountainside, NJ
2012-12-07 → 2016-06-28

Healthcare Community Securities Corp.

Rensselaer, NY

Cranford, NJ
2005-09-19 → 2007-12-17

First Montauk Securities Corp.

Syosset, NY

Red Bank, NJ

Syosset, NY

Other Businesses

BOATHOUSE INVESTMENT PROPERTIES, LLC - REAL ESTATE MANAGEMENT. I AM A MEMBER . OWNER OF THE BUSINESS. I SPEND 5 HOURS PER WEEK.I AM AN 99% OWNER OF THE BUSINESS. THE ONLY COMPENSATION I RECEIVE IT FROM THE SHARE OF PROFITS. I DO NOT RECEIVE SALARY OR BONUSES AT THIS TIME. LEADER HEIGHTS - NOT BUSINESS INVESTMENT RELATED - FIXED INSURANCE - I HAVE NO FINANCIAL INVESTMENT IN THE BUSINESS-START DATE 8/2/05 - 1 HR DURING SECURITY TRADING HOURS. Gateway Advisory LLC - Investment Advisory Representative (IAR)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-09-16
S63	Uniform Securities Agent State Law Examination	1992-03-04

S65 Uniform Investment Adviser Law Examination

2005-09-16
S63 Uniform Securities Agent State Law Examination

1992-03-04

View on SEC IAPD