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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-12-16 |
Branch Locations
1125 E. Lakewood, Springfield, MO 65810 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Nixa | MO | 05/2016 | 10/2016 |
| Lpl Financial, Llc | Springfield | MO | 10/2016 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 11/2016 | Present |
1. 11/02/2016 - NOTARY/ NOTARY/ 0%/ NIXA, MO 2. 11/02/2016 - EMPLOYEE BENEFIT DESIGN, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ SPRINGFIELD, MO. 3. 1/24/2017 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/14/2016 - 80 Hours Per Month - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 1/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/24/2017 - Employee Benefit Design, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - IAR. 5. 6/7/2017 - Employee Benefit Design - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 02/23/2014 - .10 Hours Per Month During Securities Trading - Notary Public.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-13 |
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