Michael John Sonnier

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2002 → Present
  Bank Of America, N.A.
  Houston, TX
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX

Previous Registrations

• 2003-01-02 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Houston, TX
  Houston, TX

Other Businesses

I*2692303, Entity Type: Entity Charitable, Name of OBA: PragerU, Address: Sherman Oaks, California, 91403, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 09/18/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: PragerU is the most influential media Organization in the world that promotes the American values of life, liberty and pursuit of happiness through free educational content for all ages, Advisory Board

Exams

• S66 Uniform Combined State Law Examination
  2002-12-20
• S63 Uniform Securities Agent State Law Examination
  2002-08-13

Other Names

• Mike Sonnier