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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Fairfield | NJ | 07/2015 | 09/2019 |
| Commonwealth Financial Network | Waltham | MA | 09/2019 | 06/2022 |
| Commonwealth Financial Network | Charlotte | NC | 09/2019 | 06/2022 |
| Commonwealth Financial Network | Waltham | MA | 06/2022 | Present |
| Commonwealth Financial Network | Charlotte | NC | 06/2022 | Present |
1.Owner, Fairfield Financial Partners, LLC, a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 08/28/2019; 0% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-21 |
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