Lucy Digioia

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APP_PEND_IARCE	2026-01-01

NJ RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Lakewood, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors, Inc.	Toms River	NJ	06/2015	06/2021
Uber	Forked River	NJ	06/2017	Present
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

06/2015 → 06/2021

Voya Financial Advisors, Inc.

Toms River, NJ
06/2017 → Present

Uber

Forked River, NJ
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2016-04-13 → 2021-06-09

Voya Financial Advisors, Inc.

Monroe Twp, NJ

Garfield, NJ

Windsor, CT

Windsor, CT

Richboro, PA

Cherry Hill, NJ

Haddonfield, NJ

Williamsport, PA

Toms River, NJ

Windsor, CT
2012-09-19 → 2015-07-03

Santander Securities Llc

Toms River, NJ

Toms River, NJ

Lakewood, NJ

Lakewood, NJ

Toms River, NJ

Toms River, NJ

Short Hills, NJ

Whiting, NJ

Toms River, NJ

Long Branch, NJ

Brick, NJ

Lakewood, NJ
2012-03-15 → 2012-09-19

Lpl Financial Llc

Toms River, NJ

Toms River, NJ

Lakewood, NJ

Lakewood, NJ
2010-11-26 → 2012-03-14

Wells Fargo Clearing Services, Llc

Haddon Township, NJ

Toms River, NJ
2004-01-01 → 2010-12-08

Pnc Wealth Management Llc

Brick, NJ

Brick Township, NJ

Whiting, NJ

Tinton Falls, NJ

Asbury Park, NJ

Avon, NJ

Neptune, NJ

Red Bank, NJ

Eatontown, NJ

Brick Township, NJ

Brick Town, NJ

Point Pleasant, NJ
2003-06-11 → 2004-01-01

J.J.B. Hilliard, W.L. Lyons, Llc

Spring Lake Heights, NJ

Other Businesses

NAME OF ENTITY:UBER; No; 1255 LAKEWOOD RD UNIT C-17; TOMS RIVER; NJ; 08735; TRANSPORTATION; DRIVER; 6/2/2017; 40; 0; PROVIDE TRANSPORTATION/DRIVER|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1255 LAKEWOOD RD UNIT C-17; TOMS RIVER; NJ; 08755; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/29/2015; 0; 0; SALES OF FIXED INSURANCE PRODUCTS|