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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Dallas | TX | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*71191 - Gila Group LP and its general partner Gila Group LLC; Investment related: Yes; Dallas, Texas; Oil/Energy, Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2009; During business hours: 8; After business hours: 0; I am the president of the general partner, meaning I am authorized to act on behalf of the partnership (sign documents, etc). *66350 - Gila Group LLP; Investment related: Yes; Dallas, Texas; Oil/Energy, Real Estate; Board Member, Officer (proprietor, partner, officer, director, employee, trustee, agent); 09/2009; During business hours: 8; After business hours: 0; Gila Group LLC is the general partner of Gila Group LP. As such, it's members collectively manage Gila Group LP. Member as well as the president, pro rata vote in a decision making situation, oversee the administrative functions of the LLC and partnership. *541554- Costa Verde y Celeste Dos LLC; Investment related-Yes; Guanacaste, Costa Rica; Real Estate:Rental Property; Partner:Officer (proprietor, partner, officer, director, employee, trustee, agent); 07/2011; During business hours: 2; After business hours: 2 *563676 - Fierro Property LLC; Investment related: Yes; Arlington, Texas; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2001; During business hours: 0; After business hours: 0; silent partner; investor *563678 - Hachita LLC; Investment related: Yes; North Richland Hills, Texas; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/1999; During business hours: 0; After business hours: 0; silent partner, investor *620653- Mimbres River Ventures LLC; Investment related-Yes; Dallas, Texas; Technology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 0; After business hours: 0; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-11 |
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