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5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-09-21 |
| TX | RA | APPROVED | 2018-09-21 |
| WA | RA | APPROVED | 2018-09-21 |
Branch Locations
5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Granite Bay | CA | 08/2006 | Present |
| The Wealth Consulting Group | Granite Bay | CA | 04/2016 | 12/2018 |
| Spectrum Wealth Advisory Group, Llc | Granite Bay | CA | 09/2018 | Present |
1. 04/03/2008 - NON-VARIABLE INSURANCE DBA / KEN CHRISTIE FINANCIAL SERVICES, INC. / 20% OF TIME SPENT. 2. 07/30/2008 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES / KEN CHRISTIE FINANCIAL SERVICES, INC. 3. 08/07/2014 - NON-VARIABLE INSURANCE - TIME SPENT 3 HOURS PER MONTH - GRANITE BAY,CA. 4. 1/10/2019 - Spectrum Wealth Advisory Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/20/2018 - 170 Hours Per Month/24 Hours During Securities Trading - I provide investment advisory services through Spectrum Wealth Advisory Group, LLC, an independent investment advisor firm. I started this business activity in 12/2018. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 9/23/2020 - Spectrum Wealth Advisory Group, LLC - DBA: (Hybrid) Spectrum Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/28/2019 - 160 Hours Per Month During Securities Trading. 6. 08/27/2021 - KCGC Group, LLC - Investment Related - 5925 Granite Lake Drive, Granite Bay, CA 95746 - Real Estate Rental - Start Date: 08/01/2021 - 3 Hours Per Month/0 Hours During Securities Trading - Formed LLC to own office building. 7. 10/26/2022 - No Business Name - Investment Related - Roseville, CA 95661 - Real Estate Rental - Start Date: 11/01/2022 - 1 Hour Per Month/0 Hours During Securities Trading - Residential Rental. 8. 2/21/2023 - No Business Name - Investment Related - Napa, CA 94559 - Real Estate Rental - Start Date - 05/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading 9. 04/14/2023 - Rutherford Capital, Inc - Not Investment Related - At Reported Business Location(s) - For-Profit Board Member - Board Member - Start Date 11/04/2022 - 1 Hours Per Month/ 1 hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-28 |
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