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Current Employers
Spectrum Wealth Advisory Group, Llc

5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-21
TX RA APPROVED 2018-09-21
WA RA APPROVED 2018-09-21
  • CA RA
    APPROVED
    Since 2018-09-21
  • TX RA
    APPROVED
    Since 2018-09-21
  • WA RA
    APPROVED
    Since 2018-09-21

Branch Locations

5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Granite Bay CA 08/2006 Present
The Wealth Consulting Group Granite Bay CA 04/2016 12/2018
Spectrum Wealth Advisory Group, Llc Granite Bay CA 09/2018 Present
Previous Registrations
Other Businesses

1. 04/03/2008 - NON-VARIABLE INSURANCE DBA / KEN CHRISTIE FINANCIAL SERVICES, INC. / 20% OF TIME SPENT. 2. 07/30/2008 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES / KEN CHRISTIE FINANCIAL SERVICES, INC. 3. 08/07/2014 - NON-VARIABLE INSURANCE - TIME SPENT 3 HOURS PER MONTH - GRANITE BAY,CA. 4. 1/10/2019 - Spectrum Wealth Advisory Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/20/2018 - 170 Hours Per Month/24 Hours During Securities Trading - I provide investment advisory services through Spectrum Wealth Advisory Group, LLC, an independent investment advisor firm. I started this business activity in 12/2018. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 9/23/2020 - Spectrum Wealth Advisory Group, LLC - DBA: (Hybrid) Spectrum Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/28/2019 - 160 Hours Per Month During Securities Trading. 6. 08/27/2021 - KCGC Group, LLC - Investment Related - 5925 Granite Lake Drive, Granite Bay, CA 95746 - Real Estate Rental - Start Date: 08/01/2021 - 3 Hours Per Month/0 Hours During Securities Trading - Formed LLC to own office building. 7. 10/26/2022 - No Business Name - Investment Related - Roseville, CA 95661 - Real Estate Rental - Start Date: 11/01/2022 - 1 Hour Per Month/0 Hours During Securities Trading - Residential Rental. 8. 2/21/2023 - No Business Name - Investment Related - Napa, CA 94559 - Real Estate Rental - Start Date - 05/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading 9. 04/14/2023 - Rutherford Capital, Inc - Not Investment Related - At Reported Business Location(s) - For-Profit Board Member - Board Member - Start Date 11/04/2022 - 1 Hours Per Month/ 1 hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-03
S63 Uniform Securities Agent State Law Examination 1992-07-28
  • S66 Uniform Combined State Law Examination
    2006-08-03
  • S63 Uniform Securities Agent State Law Examination
    1992-07-28
Designations
Other Names
  • Ken L Christie

View on SEC IAPD

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