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Joseph Michael Dorrycott

LPl Financial LLC

Irwin, PA

CRD 2218164

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-12-15
  • PA RA
    APPROVED
    Since 2017-12-15

Branch Locations

Irwin, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Pittsburgh PA 01/2009 12/2017
Lpl Financial Llc Irwin PA 12/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-01
S63 Uniform Securities Agent State Law Examination 1992-04-20
  • S65 Uniform Investment Adviser Law Examination
    2016-08-01
  • S63 Uniform Securities Agent State Law Examination
    1992-04-20

View on SEC IAPD

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