Jeffrey Charles Graves

Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2021-11-01

VA RA
APPROVED

Since 2021-11-01

Branch Locations

Henrico, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual	Springfield	MA	02/2002	11/2016
Mml Investors Services, Inc.	Glen Allen	VA	03/2002	11/2016
Penn Mutual Life Ins Co	Horsham	PA	02/2017	06/2017
Hornor Townsend & Kent Inc	Horsham	PA	02/2017	06/2017
Ameritas Investment Corp	Lincoln	NE	06/2017	Present
Ameritas Life Insurance Corp	Lincoln	NE	06/2017	Present
Ameritas Advisory Services, Llc	Lincoln	NE	11/2021	Present

02/2002 → 11/2016

Mass Mutual

Springfield, MA
03/2002 → 11/2016

Mml Investors Services, Inc.

Glen Allen, VA
02/2017 → 06/2017

Penn Mutual Life Ins Co

Horsham, PA
02/2017 → 06/2017

Hornor Townsend & Kent Inc

Horsham, PA
06/2017 → Present

Ameritas Investment Corp

Lincoln, NE
06/2017 → Present

Ameritas Life Insurance Corp

Lincoln, NE
11/2021 → Present

Ameritas Advisory Services, Llc

Lincoln, NE

Previous Registrations

2017-03-17 → 2017-06-23

Hornor, Townsend & Kent, Llc

Morrisville, NC
2004-12-01 → 2016-12-01

Mml Investors Services, Llc

Glen Allen, VA

Glen Allen, VA

Springfield, MA

Other Businesses

CAPITAL FINANCIAL PROPERTY & CASUALTY LLC; SAME AS BRANCH; NON-INV REL; PROPERTY & CASUALTY INSURANCE BROKERAGE FOR INDIVIDUALS AND BUSINESSES; OWNER; START DATE=2008; HRS/MO=5; TRADING HRS/MO=5; USE AS A CONDUIT TO RECEIVE OCCASIONAL COMMISSION AND PROFITS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-12
S63	Uniform Securities Agent State Law Examination	1992-09-17

S65 Uniform Investment Adviser Law Examination

1999-11-12
S63 Uniform Securities Agent State Law Examination

1992-09-17

Other Names

Jeff Graves

View on SEC IAPD