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William A Paine

Gencap Portfolio Management

Tiburon, CA

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Current Employers
Gencap Portfolio Management

1100 Mar West Street Suite C, Tiburon, CA 94920 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-02
CA RA APPROVED 2017-04-06
  • TX RA
    APPROVED
    Since 2017-11-02
  • CA RA
    APPROVED
    Since 2017-04-06

Branch Locations

1100 Mar West Street Suite C, Tiburon, CA 94920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cloudwords San Francisco CA 06/2015 01/2017
Front Row Advisors Llc Tiburon CA 03/2017 Present
  • 06/2015 → 01/2017
    Cloudwords
    San Francisco, CA
  • 03/2017 → Present
    Front Row Advisors Llc
    Tiburon, CA
Previous Registrations
  • 2011-09-23 → 2012-02-22
    B. Riley Wealth Management
    San Francisco, CA
  • 2009-04-29 → 2009-10-26
    Stone & Youngberg Llc
    San Francisco, CA
  • 2006-05-12 → 2009-04-28
    Raub/Brock Capital Management, Inc.
    Larkspur, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-06
S63 Uniform Securities Agent State Law Examination 2009-05-26
  • S65 Uniform Investment Adviser Law Examination
    2017-04-06
  • S63 Uniform Securities Agent State Law Examination
    2009-05-26
Other Names
  • Bill Paine
  • William Abbott Paine

View on SEC IAPD

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