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Daphne Michelle Warner

Morgan Stanley

Centerville, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-07-30
  • OH RA
    APPROVED
    Since 2024-07-30

Branch Locations

7777 Washington Village Drive Suite 100, Centerville, OH 45459 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Dayton OH 04/2013 06/2019
Pnc Investments Cleveland OH 06/2019 07/2024
Morgan Stanley Smith Barney Llc Centerville OH 07/2024 Present
  • 04/2013 → 06/2019
    Pnc Investments
    Dayton, OH
  • 06/2019 → 07/2024
    Pnc Investments
    Cleveland, OH
  • 07/2024 → Present
    Morgan Stanley Smith Barney Llc
    Centerville, OH
Previous Registrations
  • 2009-11-13 → 2024-07-30
    Pnc Wealth Management Llc
    Dayton, OH
    Dayton, OH
    Dayton, OH
  • 2007-09-14 → 2009-11-13
    Natcity Investments, Inc.
    Dayton, OH
    Cleveland, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-07-19
  • S63 Uniform Securities Agent State Law Examination
    2006-07-19
Other Names
  • Daphne Warner
  • Bernal

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC
RIDGELINE WEALTH PLANNING LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FOUNDERS FINANCIAL SECURITIES LLC

Other Investors

JANICE MARIE CHINN
Richard Burkes
VICKEY LEE PARKS
PHILLIP JAMES JOHNSON
JERRY HENDERSON
TOBIAS MATTHEW JONES
Micah Paul McCollum
BRIAN KEITH SCHULTZ

Other Offices

PFS INVESTMENTS INC. · CENTERVILLE, OH
MCCOLLUM INVESTMENT ADVISORS · DAYTON, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Dayton, OH
J.P. MORGAN SECURITIES LLC · DAYTON, OH
PNC WEALTH MANAGEMENT LLC · DAYTON, OH
RIDGELINE WEALTH PLANNING LLC · CENTERVILLE, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Dayton, OH
FOUNDERS FINANCIAL SECURITIES LLC · Dayton, OH

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