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Employer firm

Federated Investment Counseling CRD 105325

$207B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Educational seminars
  • ADVISER ALSO PROVIDES MODEL PORTFOLIOS AND ASSET ALLOCATION RECOMMENDATIONS AND PERIODIC UPDATES TO THEM.

From the firm’s Form ADV. Read the guides:

Current Employers
Federated Investment Counseling

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-14
PA RA APPROVED 2008-01-01
  • IL RA
    APPROVED
    Since 2022-10-14
  • PA RA
    APPROVED
    Since 2008-01-01

Branch Locations

Villanova, PA • United States

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Federated Global Investment Management Corp.

101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Villanova, PA • United States

101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States

Mdt Advisers, A Division Of Federated Mdta Llc

125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2010-05-12
  • MA RA
    APPROVED
    Since 2010-05-12

Branch Locations

Villanova, PA • United States

125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States

Federated Securities Corp.

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-11-11
  • PA RA
    APPROVED
    Since 2009-11-11

Branch Locations

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Villanova, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Federated Securities Corp. Pittsburgh PA 05/1992 Present
Federated Hermes, Inc. Pittsburgh PA 05/1992 Present
Federated Investment Counseling Pittsburgh PA 11/2007 Present
Mdt Advisers, A Division Of Federated Mdta Llc Boston MA 03/2010 Present
Federated Global Investment Management Corp New York NY 03/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-21
S63 Uniform Securities Agent State Law Examination 1992-03-12
  • S66 Uniform Combined State Law Examination
    2007-12-21
  • S63 Uniform Securities Agent State Law Examination
    1992-03-12

View on SEC IAPD

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