Jessica Lynn Cole

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-09-01
FL	RA	APPROVED	2023-09-01
ME	RA	APPROVED	2023-09-01
MA	RA	APPROVED	2023-09-01
NH	RA	APPROVED	2023-09-01
RI	RA	APPROVED	2023-09-01
TX	RA	APPROVED	2023-09-01
VA	RA	APPROVED	2023-09-01

CT RA
APPROVED

Since 2023-09-01
FL RA
APPROVED

Since 2023-09-01
ME RA
APPROVED

Since 2023-09-01
MA RA
APPROVED

Since 2023-09-01
NH RA
APPROVED

Since 2023-09-01
RI RA
APPROVED

Since 2023-09-01
TX RA
APPROVED

Since 2023-09-01
VA RA
APPROVED

Since 2023-09-01

Branch Locations

Mendon, MA • United States

5 Mount Royal Ave Suite 240, Marlborough, MA 01752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii Investments	Waltham	MA	08/2012	11/2017
Sagepoint Financial, Inc.	Westborough	ME	11/2017	09/2023
Osaic Wealth, Inc.	Marlborough	MA	09/2023	Present

08/2012 → 11/2017

Sii Investments

Waltham, MA
11/2017 → 09/2023

Sagepoint Financial, Inc.

Westborough, ME
09/2023 → Present

Osaic Wealth, Inc.

Marlborough, MA

Previous Registrations

2017-11-28 → 2023-09-01

Osaic Services, Inc.

Westborough, MA

Phoenix, AZ

Westborough, MA

Marlborough, MA
2012-08-29 → 2017-11-29

Sii Investments, Inc.

Waltham, MA

Westborough, MA
2010-01-13 → 2012-09-11

Oneamerica Securities, Inc.

Framingham, MA

Other Businesses

1) FIXED INSURANCE - REPRESENTATIVE OFFERING FIXED INSURANCE PRODUCTS. 2) SYNERGY WEALTH PARTNERS LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2022 ADDRESS: 5 Mount Royal Ave, Suite 240, Marlborough MA 01752, United States DESCRIPTION: Fixed Insurance - representative offering fixed insurance products 3) SYNERGY WEALTH LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2022 ADDRESS: 5 Mount Royal Ave, Suite 240, Marlborough MA 01752, United States DESCRIPTION: owner/President of single-member LLC; LLC is serving as tax entity through which staff and their benefits are paid 4) JESSICA COLE POSITION: landlord NATURE: There isn't a true business entity; I own a 2nd property that I am renting to my mom. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2025 ADDRESS: 703 Treasure Island Rd #703, Webster MA 01570, United States DESCRIPTION: I will be serving as landlord to my mom, as she is renting our 2nd property from us.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-15

S66 Uniform Combined State Law Examination

2005-11-15

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD