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Dennis Jude O'KEefe

Successful Money Strategies Inc

Fall River, MA

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Current Employers
Successful Money Strategies Inc

10 North Main Street, Fall River, MA 02720 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-27
MA RA APPROVED 2004-10-29
  • TX RA
    APPROVED
    Since 2024-08-27
  • MA RA
    APPROVED
    Since 2004-10-29

Branch Locations

10 North Main Street, Fall River, MA 02720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Successful Money Strategies Inc Fall River MA 03/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-11
S63 Uniform Securities Agent State Law Examination 1992-04-16
  • S65 Uniform Investment Adviser Law Examination
    1993-06-11
  • S63 Uniform Securities Agent State Law Examination
    1992-04-16
Designations
Other Names
  • Dennis Jude Okeefe

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FALL RIVER, MA
AMERIPRISE FINANCIAL SERVICES, LLC · FALL RIVER, MA
CETERA INVESTMENT ADVISERS LLC · FALL RIVER, MA
OSAIC INSTITUTIONS, INC. · Fall River, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FALL RIVER, MA
EDWARD JONES · FALL RIVER, MA
NORTHEAST CAPITAL MANAGEMENT, INC. · FALL RIVER, MA
OSAIC INSTITUTIONS, INC. · FALL RIVER, MA

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