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Dennis Jude O'KEefe

Successful Money Strategies Inc

Fall River, MA

CRD 2217691

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Employer firm

Successful Money Strategies Inc CRD 109829

$227M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Successful Money Strategies Inc

10 North Main Street, Fall River, MA 02720 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-27
MA RA APPROVED 2004-10-29
  • TX RA
    APPROVED
    Since 2024-08-27
  • MA RA
    APPROVED
    Since 2004-10-29

Branch Locations

10 North Main Street, Fall River, MA 02720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Successful Money Strategies Inc Fall River MA 03/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-11
S63 Uniform Securities Agent State Law Examination 1992-04-16
  • S65 Uniform Investment Adviser Law Examination
    1993-06-11
  • S63 Uniform Securities Agent State Law Examination
    1992-04-16
Designations
  • Certified Financial Planner
Other Names
  • Dennis Jude Okeefe

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
OSAIC INSTITUTIONS, INC.

Nearby Investors

THOMAS ROBERT PIPPITT
NATHAN M RICHARD
BRENDEN TIMOTHY BOWERS

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FALL RIVER, MA
AMERIPRISE FINANCIAL SERVICES, LLC · FALL RIVER, MA
CETERA INVESTMENT ADVISERS LLC · FALL RIVER, MA

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