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Frank Patrick Leloia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chester, NJ

Long Valley, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-01-05
TX RA APPROVED_RES 2007-09-05
  • NJ RA
    APPROVED
    Since 2011-01-05
  • TX RA
    APPROVED_RES
    Since 2007-09-05

Branch Locations

172 Main St, Chester, NJ 07930 • United States

Long Valley, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Chester NJ 08/2007 Present
Bank Of America, N.A. Chester NJ 05/2011 Present
  • 08/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Chester, NJ
  • 05/2011 → Present
    Bank Of America, N.A.
    Chester, NJ
Previous Registrations
  • 2005-07-27 → 2007-09-05
    A. G. Edwards & Sons, Inc.
    Morristown, NJ
    Morristown, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-12
  • S63 Uniform Securities Agent State Law Examination
    1992-08-12

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · Chester, NJ
OSAIC WEALTH, INC. · Chester, NJ
PARADIGM INVESTMENT ADVISORY, LLC · Chester, NJ
GWN SECURITIES INC. · CHESTER, NJ
LPL FINANCIAL LLC · CHESTER, NJ
COVENANT ASSET MANAGEMENT, LLC · CHESTER, NJ
THE WEALTH BOUTIQUE · CHESTER, NJ
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