Jimmy Ray Turner

Current Employers

Umb Private Wealth Management, Llc

1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-05-28
NJ	RA	APPROVED	2026-05-26
WI	RA	APPROVED	2026-05-18
MI	RA	APPROVED	2026-05-15
NY	RA	APPROVED	2026-05-15
SC	RA	APPROVED	2026-05-15
IL	RA	APPROVED	2026-05-14
IA	RA	APPROVED	2026-05-14
MN	RA	APPROVED	2026-05-14
NC	RA	APPROVED	2026-05-14
OK	RA	APPROVED	2026-05-14
PA	RA	APPROVED	2026-05-14
TX	RA	APPROVED_RES	2026-05-14
VA	RA	APPROVED	2026-05-14
WA	RA	APPROVED	2026-05-14
CA	RA	APPROVED	2026-05-13
CO	RA	APPROVED	2026-05-13
ID	RA	APPROVED	2026-05-13
KS	RA	APPROVED	2026-05-13
MD	RA	APPROVED	2026-05-13
MO	RA	APPROVED	2026-05-13
NE	RA	APPROVED	2026-05-13
WY	RA	APPROVED	2026-05-13

MA RA
APPROVED

Since 2026-05-28
NJ RA
APPROVED

Since 2026-05-26
WI RA
APPROVED

Since 2026-05-18
MI RA
APPROVED

Since 2026-05-15
NY RA
APPROVED

Since 2026-05-15
SC RA
APPROVED

Since 2026-05-15
IL RA
APPROVED

Since 2026-05-14
IA RA
APPROVED

Since 2026-05-14
MN RA
APPROVED

Since 2026-05-14
NC RA
APPROVED

Since 2026-05-14
OK RA
APPROVED

Since 2026-05-14
PA RA
APPROVED

Since 2026-05-14
TX RA
APPROVED_RES

Since 2026-05-14
VA RA
APPROVED

Since 2026-05-14
WA RA
APPROVED

Since 2026-05-14
CA RA
APPROVED

Since 2026-05-13
CO RA
APPROVED

Since 2026-05-13
ID RA
APPROVED

Since 2026-05-13
KS RA
APPROVED

Since 2026-05-13
MD RA
APPROVED

Since 2026-05-13
MO RA
APPROVED

Since 2026-05-13
NE RA
APPROVED

Since 2026-05-13
WY RA
APPROVED

Since 2026-05-13

Branch Locations

1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States

4900 Main - Suite #100, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fortune Financial Advisors, Llc	Overland Park	KS	03/2012	04/2018
Umb Bank	Kansas City	MO	04/2018	Present
Umb Financial Services Inc	Kansas City	MO	05/2018	05/2026
Umb Private Wealth Management, Llc	Kansas City	MO	05/2026	Present

03/2012 → 04/2018

Fortune Financial Advisors, Llc

Overland Park, KS
04/2018 → Present

Umb Bank

Kansas City, MO
05/2018 → 05/2026

Umb Financial Services Inc

Kansas City, MO
05/2026 → Present

Umb Private Wealth Management, Llc

Kansas City, MO

Previous Registrations

2018-05-22 → 2026-04-30

Umb Financial Services, Inc.

Kansas City, MO

Leawood, KS

Wichita, KS

Kansas City, MO

Kansas City, MO

Leawood, KS
2012-05-09 → 2018-06-14

Fortune Financial Advisors, Llc

Overland Park, KS

Overland Park, KS
2014-02-12 → 2015-01-28

Sii Investments, Inc.

Mt. Pleasant, MI
2005-05-18 → 2012-02-17

Waddell & Reed

Jacksonville, FL

Owings Mills, MD

Concord, CA

Zionsville, IN

Vienna, VA

Virginia Beach, VA

Owings Mills, MD

Overland Park, KS

Overland Park, KS
2005-01-03 → 2005-05-18

Crown Capital Securities, L.P.

Tulsa, OK
2002-08-08 → 2004-11-30

New England Securities

Tulsa, OK

Other Businesses

UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, Wealth Advisor, start date 04/30/18, 152 hours per month allocated to UMB Bank during normal business hours. Duties include Relationship management with existing clients and work with team to deliver holistic wealth planning for clients

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2019-08-09
S66	Uniform Combined State Law Examination	2008-12-18
S65	Uniform Investment Adviser Law Examination	1999-07-19

S63 Uniform Securities Agent State Law Examination

2019-08-09
S66 Uniform Combined State Law Examination

2008-12-18
S65 Uniform Investment Adviser Law Examination

1999-07-19

View on SEC IAPD