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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-04-22
TX RA APPROVED 2016-04-22
  • GA RA
    APPROVED
    Since 2016-04-22
  • TX RA
    APPROVED
    Since 2016-04-22

Branch Locations

595 South Milledge Ave., Athens, GA 30605 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2016 Present
Previous Registrations
Other Businesses

1) MITCHELL INVESTMENT GROUP, DBA NAME/MARKETING NAME, 595 S MILLEDGE AVE., ATHENS GA. INV-REL. 7/02 2) INDEPENDENT INSURANCE AGENT, ATHENS GA. INV-REL. 8/04. 2 HRS/MTH, ALSO DURING TRDG HRS. FIXED INS SALES 3) MITCHELL INVESTMENT PROPERTIES LLC, ATHENS, GA, 12/2015 FOR RECEIPT OF RENT AND MORTGAGE PAYMENTS. NIR - 1 HR/WK - 0/TRADING. 4) MARK H MITCHELL INVESTMENTS, LLC, INC., ATHENS, GA, NOT INV-REL, PRESIDENT/OWNER, DBA NAME AND ALSO USED AS BUSINESS ACCT; RECEIVES COMMISSIONS AND PAYS EMPLOYEES THROUGH THIS ACCT, START 01/07, 2 HRS/MO, 0 HRS DURING TRADING 5) RDM PARTNERS, 10620 TRADE RD, NORTH CHESTERFIELD, VA, 9/2013 AS OWNING PARTNER IN LLC TO FUND PRODUCER EDUCATION AND APPRECIATION ACTIVITIES. INV REL - 1 HR/WK - 1/TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 7) MARK H. MITCHELL, 595 SOUTH MILLEDGE AVE ATHENS GA 30605, 08/2023, OWNER, NOTARY, NIR, 1 HR/MO 1 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-27
  • S63 Uniform Securities Agent State Law Examination
    1992-03-27

View on SEC IAPD

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