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Lashonda Latreece Brown-Johnson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Warwick, RI

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-18
RI RA APPROVED 2017-09-05
  • TX RA
    APPROVED_RES
    Since 2023-09-18
  • RI RA
    APPROVED
    Since 2017-09-05

Branch Locations

West Warwick, RI • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-31
S63 Uniform Securities Agent State Law Examination 2005-09-29
  • S66 Uniform Combined State Law Examination
    2017-08-31
  • S63 Uniform Securities Agent State Law Examination
    2005-09-29
Other Names
  • Lashonda Latreece Brown

View on SEC IAPD

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