Louise Kane

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 01/2024
  D.A. Davidson & Co
  Newport Beach, CA
• 01/2024 → 03/2026
  Oppenheimer & Co. Inc
  Newport Beach, CA
• 03/2026 → Present
  Rbc Capital Markets, Llc
  Newport Beach, CA

Previous Registrations

• 2024-01-25 → 2026-03-13
  Oppenheimer & Co. Inc.
  Newport Beach, CA
• 2017-02-24 → 2024-01-29
  D.A. Davidson & Co.
  Newport Beach, CA
• 2009-09-08 → 2011-08-16
  Lpl Financial Llc
  Goodyear, AZ
  Sacramento, CA
• 2009-07-14 → 2009-09-08
  Associated Securities Corp.
  Roseville, CA
  San Mateo, CA

Other Businesses

I WRITE UNDER LK LAWRENCE. THE BUSINESS IS NOT INVESTMENT RELATED. MY HOME ADDRESS, OR THE PARK, THE BEACH, THE COFFEE BEAN AND TEA LEAF. ROM-COM ADVENTURES. CREATOR, OWNER, PRODUCER, MARKETER, BANK. 2020.N AFTER WORKS AND ON WEEKENDS. I CREATE THE STORIES THAT PROPEL MY CHARACTERS FROM PAGE ONE TO THE LAST PAGE. ALL THAT IS IN PAGES CAME OUT OF MY HEAD OR RESEARCH I'VE DONE TO HAVE SOME SEMBLANCE OF TRUTH.

Exams

• S66 Uniform Combined State Law Examination
  2009-07-13