Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-27
CA RA APPROVED 2026-03-25
  • TX RA
    APPROVED_RES
    Since 2026-03-27
  • CA RA
    APPROVED
    Since 2026-03-25

Branch Locations

610 Newport Center Drive Suite 900, Newport Beach, CA 92660-6448 • United States

Laguna Woods, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co Newport Beach CA 12/2014 01/2024
Oppenheimer & Co. Inc Newport Beach CA 01/2024 03/2026
Rbc Capital Markets, Llc Newport Beach CA 03/2026 Present
Previous Registrations
Other Businesses

I WRITE UNDER LK LAWRENCE. THE BUSINESS IS NOT INVESTMENT RELATED. MY HOME ADDRESS, OR THE PARK, THE BEACH, THE COFFEE BEAN AND TEA LEAF. ROM-COM ADVENTURES. CREATOR, OWNER, PRODUCER, MARKETER, BANK. 2020.N AFTER WORKS AND ON WEEKENDS. I CREATE THE STORIES THAT PROPEL MY CHARACTERS FROM PAGE ONE TO THE LAST PAGE. ALL THAT IS IN PAGES CAME OUT OF MY HEAD OR RESEARCH I'VE DONE TO HAVE SOME SEMBLANCE OF TRUTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-13
  • S66 Uniform Combined State Law Examination
    2009-07-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor