Calvin Bradley Hays

Employer firm

Great Lakes Advisors, LLC CRD 110757

$16.2B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Great Lakes Advisors, L.L.C.
  Chicago, IL

Previous Registrations

• 2015-08-05 → 2025-12-31
  Great Lakes Advisors, Llc
  Chicago, IL
• 2015-08-05 → 2025-01-28
  Wintrust Investments Llc
  Chicago, IL
• 2013-03-05 → 2014-06-17
  Td Ameritrade, Inc.
  Marlton, NJ
• 2013-03-05 → 2014-06-17
  Td Ameritrade Investment Management, Llc
  Marlton, NJ
• 2013-02-08 → 2013-02-20
  Calamos Advisors Llc
  Naperville, IL
• 2009-04-20 → 2013-02-08
  Calamos Wealth Management Llc
  Naperville, IL
• 2002-07-30 → 2007-11-20
  Calamos Advisors Llc
  Naperville, IL

Other Businesses

COMMERCIAL PROPERTY ADVISORS IS LOCATED AT 11301 GOLF LINKS DR. NORTH SUITE 207, CHARLOTTE, NC 28277. NOT INVESTMENT-RELATED. POSITION IS A LIMITED PARTNER ROLE WITH 0 HOURS PER MONTH, OF WHICH 0 HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS. RESPONSIBILITIES INCLUDE PASSIVE INVESTMENT. DATE OF POSITION IS 12/24/2002. GLA COMPLIANCE HAS REVIEWED THE OUTSIDE EMPLOYMENT AND HAVE DETERMINED THAT ACTIVITY: 1.) DOES NOT INTERFERE WITH OR COMPROMISE EMPLOYEE'S RESPONSIBILITIES TO GLA, AND 2.) WILL NOT BE VIEWED BY THE PUBLIC AS PART OF GLA'S BUSINESS. GREAT LAKES ADVISORS IS LOCATED AT 231 S. LaSalle Street 4th Floor, CHICAGO, IL 60604. INVESTMENT-RELATED, AFFILIATED INVESTMENT ADVISOR. POSITION IS A Regional Director, Intermediary Sales ROLE WITH 160 HOURS PER MONTH, OF WHICH 142 HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS. RESPONSIBILITIES INCLUDE Sales and management. DATE OF POSITION IS 07/31/2015. WHI COMPLIANCE HAS REVIEWED THE OUTSIDE EMPLOYMENT AND HAVE DETERMINED THAT ACTIVITY: 1.) DOES NOT INTERFERE WITH OR COMPROMISE EMPLOYEE'S RESPONSIBILITIES TO WHI, AND 2.) WILL NOT BE VIEWED BY THE PUBLIC AS PART OF WHI'S BUSINESS.DUAL-REGISTERED EMPLOYEE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-01
• S63 Uniform Securities Agent State Law Examination
  1993-01-19

Other Names

• Brad Hays
• Brad Hays