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231 S. Lasalle Street 4Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-09 |
Branch Locations
231 S. Lasalle Street 4Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Lakes Advisors, L.L.C. | Chicago | IL | 07/2015 | Present |
COMMERCIAL PROPERTY ADVISORS IS LOCATED AT 11301 GOLF LINKS DR. NORTH SUITE 207, CHARLOTTE, NC 28277. NOT INVESTMENT-RELATED. POSITION IS A LIMITED PARTNER ROLE WITH 0 HOURS PER MONTH, OF WHICH 0 HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS. RESPONSIBILITIES INCLUDE PASSIVE INVESTMENT. DATE OF POSITION IS 12/24/2002. GLA COMPLIANCE HAS REVIEWED THE OUTSIDE EMPLOYMENT AND HAVE DETERMINED THAT ACTIVITY: 1.) DOES NOT INTERFERE WITH OR COMPROMISE EMPLOYEE'S RESPONSIBILITIES TO GLA, AND 2.) WILL NOT BE VIEWED BY THE PUBLIC AS PART OF GLA'S BUSINESS. GREAT LAKES ADVISORS IS LOCATED AT 231 S. LaSalle Street 4th Floor, CHICAGO, IL 60604. INVESTMENT-RELATED, AFFILIATED INVESTMENT ADVISOR. POSITION IS A Regional Director, Intermediary Sales ROLE WITH 160 HOURS PER MONTH, OF WHICH 142 HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS. RESPONSIBILITIES INCLUDE Sales and management. DATE OF POSITION IS 07/31/2015. WHI COMPLIANCE HAS REVIEWED THE OUTSIDE EMPLOYMENT AND HAVE DETERMINED THAT ACTIVITY: 1.) DOES NOT INTERFERE WITH OR COMPROMISE EMPLOYEE'S RESPONSIBILITIES TO WHI, AND 2.) WILL NOT BE VIEWED BY THE PUBLIC AS PART OF WHI'S BUSINESS.DUAL-REGISTERED EMPLOYEE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-19 |
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