Filippo Maiello

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 10/2019
  Bank Of America,Na
  Pennington, NJ
• 10/2014 → 10/2019
  Equinox Group Distributors
  Princeton, NJ
• 10/2019 → 05/2020
  Santander Bank, Na
  Boston, MA
• 10/2019 → 05/2020
  Santander Securities, Llc
  Dorchester, MA
• 08/2017 → 10/2019
  Uber
  San Francisco, CA
• 08/2019 → 10/2019
  Vivint Solar
  Provo, UT
• 10/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 03/2020 → 10/2020
  Safe Money Resource
  Marlton, NJ
• 11/2020 → Present
  Bank Of America N.A.
  Pennington, NJ

Previous Registrations

• 2019-10-22 → 2020-05-11
  Santander Securities Llc
  Staten Island, NY
  Staten Island, NY
  Scotch Plains, NJ
  Staten Island, NY
  Staten Island, NY
• 2016-09-21 → 2018-12-31
  Equinox Institutional Asset Management, Lp
  Princeton, NJ
• 2010-10-25 → 2014-10-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

UBER, non investment related activity, part time, performed outside of Merrill Lynch scheduled time to perform duties. 1455 market street, san Francisco, CA 94103 hours devoted 5 hours during the week including weekends. ridesharing company.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-22
• S63 Uniform Securities Agent State Law Examination
  2006-02-16

Other Names

• Phil Maiello
• Filippo Mario Maiello
• Phil Mario Maiello
• Filippo Maiello