Sergio Anthony Decurtis

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1994 → Present
  New England Pension Plan Systems, Llc
  Providence, RI
• 08/2004 → 02/2024
  N.E. Private Client Advisors
  Providence, RI
• 08/2006 → 12/2023
  New England Investment Consultants, Ltd.
  Providence, RI
• 12/2023 → Present
  Financial Engines Advisors, L.L.C.
  Santa Clara, CA

Previous Registrations

• 2006-12-18 → 2023-12-15
  New England Investment Consultants, Ltd.
  Providence, RI
• 2000-09-26 → 2006-11-22
  New England Securities
  Providence, RI
  Providence, RI

Other Businesses

1) Real Estate Holdings; INVESTMENT RELATED: No; ADDRESS: Hampstead, NH 03841; NATURE: I own and manage multiple parcels of Real Estate which are either rental/ development. In addition I am in the process of developing a solar farm on one of my parcels. 100% ownership no partners; POSITION: Owner manager; START DATE: 01/01/1990; NUMBER OF HOURS/MONTH: 45 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 01 Hrs.; DUTIES: all duties pertaining to company 2) SDC Advisor Services; INVESTMENT RELATED: No; ADDRESS: Naples, FL 34102; NATURE: This entity name change replaced New England Investment Consultants, which was acquired by EFE pursuant to the Asset Purchase Agreement ("APA"). The entity's operations are limited exclusively to accounting and tax preparation functions. It does not provide services to clients, and its sole source of revenue consists of payments received from EFE; POSITION: Officer; START DATE: 12/31/2023; NUMBER OF HOURS/MONTH: 0 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: N/A. 3) SDC Pension Services; INVESTMENT RELATED: No; ADDRESS: Naples, FL 34102; NATURE: This is the entity name change which replaced New England Pension Plan Systems, LLC which was acquired by EFE. Part of the APA with EFE. The purpose of this entity is strictly for accounting and tax prep. The entity no longer provides services to clients the only revenue is that which is paid from EFE; POSITION: Officer; START DATE: 12/31/2023; NUMBER OF HOURS/MONTH: 0 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: N/A

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-29
• S63 Uniform Securities Agent State Law Examination
  1992-02-26