Matthew Wilbur Mcclellan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2006-02-09

FL RA
APPROVED

Since 2006-02-09

Branch Locations

Lake Worth, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Delray Beach	FL	02/2006	Present
Express Legal Services	Delray Beach	FL	10/2016	10/2018

02/2006 → Present

Lpl Financial Llc

Delray Beach, FL
10/2016 → 10/2018

Express Legal Services

Delray Beach, FL

Previous Registrations

2005-08-25 → 2006-01-20

Truist Investment Services, Inc.

Coral Springs, FL

Coral Springs, FL

Other Businesses

1. 8/10/2012: McClellan Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-13
S63	Uniform Securities Agent State Law Examination	1992-03-11

S65 Uniform Investment Adviser Law Examination

2005-12-13
S63 Uniform Securities Agent State Law Examination

1992-03-11

View on SEC IAPD