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17445 Arbor Street Suite 200, Omaha, NE 68130-4645 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-26 |
| FL | RA | APPROVED | 2024-11-26 |
| MS | RA | APPROVED | 2024-11-26 |
| ND | RA | APPROVED | 2024-11-26 |
| OK | RA | APPROVED | 2024-11-26 |
| GA | RA | APPROVED | 2018-02-22 |
| OH | RA | APPROVED | 2017-07-06 |
| IA | RA | APPROVED | 2017-06-23 |
| MO | RA | APPROVED | 2011-06-13 |
| TX | RA | APPROVED | 2009-05-05 |
| NE | RA | APPROVED | 2009-02-06 |
Branch Locations
17445 Arbor Street Suite 200, Omaha, NE 68130-4645 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fairway Asset Management, Llc | Omaha | NE | 06/2008 | Present |
NAME OF OTHER BUSINESS: Point Loma University ADDRESS: 3900 Lomaland Dr, San Diego, CA 92106 NATURE OF THE BUSINESS/POSITION, TITLE OR RELATIONSHIP: Private Christian liberal arts college. FINANCE COMMITTEE MEMBER START DATE: 2018 # OF HOURS PER MONTH: 5 # OF HOURS PER MONTH DURING TRADING HOURS: 0 DUTIES: HELP IN THE EVALUATION AND OVERSIGHT OF THE ENDOWMENT. NAME OF OTHER BUSINESS: FAIRWAY ASSET MANAGEMENT HOLDINGS, LLC/INVESTMENT RELATED ADDRESS: 17445 ARBOR ST STE 200, OMAHA, NE 68130 NATURE OF THE BUSINESS/POSITION, TITLE OR RELATIONSHIP: FAIRWAY ASSET MANAGEMENT HOLDINGS, LLC IS 100% SOLE OWNER OF FAIRWAY ASSET MANAGEMENT, LLC AND FAIRWAY INSURANCE SERVICES, LLC. MR. THOMAS IS PRESIDENT AND LIMITED PARTNER OF THE COMPANY. START DATE: JULY 2008 # OF HOURS PER MONTH: 40 # OF HOURS PER MONTH DURING TRADING HOURS: 30 DUTIES: MANAGING PARTNER NAME OF OTHER BUSINESS: FAIRWAY INSURANCE SERVICES, LLC/INVESTMENT RELATED ADDRESS: 17445 ARBOR ST STE 200, OMAHA, NE 68130 NATURE OF THE BUSINESS/POSITION, TITLE OR RELATIONSHIP: INSURANCE SERVICES/FAIRWAY INSURANCE SERVICES, LLC IS OWNED 100% BY FAIRWAY ASSET MANAGEMENT HOLDINGS, LLC OF WHICH MR. THOMAS IS A PARTNER. START DATE: NOVEMBER 2008 # OF HOURS PER MONTH: 0 # OF HOURS PER MONTH DURING TRADING HOURS: 0 DUTIES: MANAGING PARTNER OF FAIRWAY ASSET MANAGEMENT HOLDINGS, LLC WHICH OVERSEES FAIRWAY INSURANCE SERVICES, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-14 |
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