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David Scott Koenig

LPl Financial LLC

Mt. Horeb, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-05-10
WI RA APPROVED 1995-12-20
  • TX RA
    APPROVED_RES
    Since 2007-05-10
  • WI RA
    APPROVED
    Since 1995-12-20

Branch Locations

2585 State Rd 92, Ste 2, Mt. Horeb, WI 53572 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Mt Horeb WI 12/1995 Present
Previous Registrations
  • 2016-01-15 → 2016-12-21
    Cimino Wealth Advisors
    Clinton, WI
Other Businesses

1. 8/6/2002: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - KOENIG FINANCIAL SERVICES, LLC - INVESTMENT RELATED - CLINTON, WI.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-14
  • S63 Uniform Securities Agent State Law Examination
    1992-05-14

View on SEC IAPD

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Other Investors

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GEORGE WILLIAM BYYKKONEN
Michael Patrick Anderson
Erin Michelle Crowe
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ZACHARY DAHL

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · MOUNT HOREB, WI
LPL FINANCIAL LLC · MOUNT HOREB, WI
EDWARD JONES · MT HOREB, WI
CALTON & ASSOCIATES, INC. · Verona, WI
INDEPENDENT FINANCIAL GROUP, LLC · Cross Plains, WI
EDWARD JONES · CROSS PLAINS, WI
LPL FINANCIAL LLC · CROSS PLAINS, WI
LPL FINANCIAL LLC · VERONA, WI

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