Arlene Ann Harrington

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 10/2018
  Bankers Life Securities
  Warwick, RI
• 07/2017 → 10/2018
  Bankers Life & Casualty
  Warwick, RI
• 12/2015 → 06/2017
  Unemployed
  Swansea, MA
• 11/2018 → 05/2019
  Unemployed
  Swansea, MA
• 05/2019 → 04/2023
  New York Life Insurance Co
  Bridgewater, MA
• 05/2019 → 04/2023
  Nylife Securities Llc
  Bridgewater, MA
• 04/2023 → 04/2024
  Unemployed
  Swansea, MA
• 04/2024 → 02/2025
  Equitable Advisors, Llc
  Warwick, RI
• 03/2025 → 06/2025
  Unemployed
  Swansea, MA
• 07/2025 → Present
  Lpl Enterprise Llc
  Warwick, RI

Other Businesses

1. 07/16/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - WARWICK, RI - Start Date 07/10/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/16/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - WARWICK, RI - Start Date 07/10/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2025-10-10
• S63 Uniform Securities Agent State Law Examination
  1992-05-29

Other Names

• Arlene A Harrington
• Arlene Ann Harrington
• Arlene Harrington