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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-03-06 |
Branch Locations
100 Federal St, Boston, MA 02110 • United States
600 Grant St, Pittsburgh, PA 15219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburgh | PA | 10/2024 | Present |
| Pnc Private Bank | Pittsburgh | PA | 08/2016 | 10/2024 |
I*: 2068276 Name of the other business Royalties from T Shirt sales Whether the business is investment-related It is not investment related Address of the other business Pittsburgh Pennsylvania Nature of the other business Royalties from photographs Your position Copyright owner Title, or relationship with the other business NA Start date of your relationship1/2010 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other business I receive ongoing royalties for the use of my photographs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-07 |
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