Michael Avery Hartzman

Employer firm

Lebenthal Global Advisors, LLC CRD 283303

$972M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → Present
  Lebenthal Financial Services, Inc.
  Jericho, NY
• 05/2017 → Present
  Lebenthal Global Advisors Llc
  Hauppauge, NY
• 10/2005 → Present
  Lebenthal Wealth Planning, Inc. Fka Bristol Asset Management
  Jericho, NY
• 06/2015 → 04/2019
  Lebenthal Diversified Asset Management, Inc.
  Jericho, NY

Other Businesses

1.) President/CCO of Lebenthal Wealth Planning, Inc. fka Bristol Asset Management Corp, 500 N. Broadway, Suite 238, Jericho, NY 11753; a RIA registered with the State of New York. 2) Crump Life Insurance Agent, investment related, 105 Maxess Road, Suite 301, Melville, NY 1174, life insurance, Start date 2006, 10 hours a month, 30 min a day during trading hours. 3) Lebenthal Partners LLC, 50% owner less then one hour a week. Mr. Hartzman has an ownership interest in Lebenthal Partners LLC, an entity that owns the Lebenthal brand and trademark rights. 4) Michael as a 49% owner of Lebenthal Global Advisors has entered into an agreement with interactive brokerage to serve as a clearing partner for LGA 5) The Lebenthal Report Podcast, not investment related, radio broadcast, Host, 1/12/2021, 4 hours a month after trading hours 6) President Bristol Capitol Corp.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-06-12

Designations

• Certified Financial Planner