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4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-07-10 |
| WI | RA | APPROVED | 2015-02-05 |
Branch Locations
N6409 County Road P, Mayville, WI 53050 • United States
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gradient Securities, Llc | Arden Hills | MN | 01/2014 | Present |
| Guidance Insurance & Brokerage Services, Llc | Mayville | WI | 09/2014 | Present |
1) DBA GUIDANCE INSURANCE AND BROKERAGE SERVICES, LLC; N6409 COUNTY ROAD P, MAYVILLE, WI 53050; INV-RELATED; INSURANCE AND INVESTMENT SALES; START 10/2014; 160 HRS/MO; 160 HRS/MO DURING TRADING 2)TRINITY LUTHERAN CHURCH; NONINVT REL; 691 COUNTY ROAD S, HARTFORD WI 53027; RELIGIOUS; ELDER; 01/2013; 8 HRS/MO, NONE DURING TRADING; LEAD MEETINGS 3) DODGE COUNTY GOVERNMENT; NONINVT REL; 127 E. OAK ST, JUNEAU, WI 53039; DODGE COUNTY BOARD OF ADJUSTMENT; BOARD MEMBER; START 03/2016; 4 HRS/MO, 4 HRS DURING TRADING; BOARD MEMBER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-21 |
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