Natasha Vladimir Escareno

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 11/2016
  Wells Fargo Advisors, Llc
  San Jose, CA
• 11/2016 → 08/2020
  Wells Fargo Clearing Services, Llc
  San Jose, CA
• 09/2020 → 05/2022
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2020 → 05/2022
  Meriwest Wealth Advisors
  San Jose, CA
• 09/2020 → 05/2022
  Cetera Investment Advisers Llc
  San Jose, CA
• 07/2022 → Present
  Lpl Financial, Llc
  Cupertino, CA

Previous Registrations

• 2020-09-18 → 2022-05-11
  Cetera Investment Advisers Llc
  San Jose, CA
• 2012-06-25 → 2020-09-04
  Wells Fargo Clearing Services, Llc
  San Jose, CA
  Sunnyvale, CA
  Sunnyvale, CA
  Palo Alto, CA
  San Jose, CA
  Sunnyvale, CA
• 2009-09-23 → 2012-05-14
  Chase Investment Services Corp.
  Los Gatos, CA
  Los Gatos, CA
  Los Gatos, CA
• 2008-09-09 → 2009-04-03
  Banc Of America Investment Services, Inc.
  Sunnyvale, CA
  San Jose, CA
• 2007-11-29 → 2008-09-15
  Countrywide Investment Services, Inc.
  Menlo Park, CA
• 2007-02-01 → 2007-11-26
  Wells Fargo Clearing Services, Llc
  Redwood City, CA
  San Leandro, CA

Other Businesses

1) 7/2022 - DBA for LPL Business (entity for LPL business) - FB Investment Services - Investment Related - Fremont, CA 94555 2) 12/15/2023 - KeyPoint Financial Services - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 12/11/2023 - 160 Hrs/Mo; 0 Hr During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-30
• S63 Uniform Securities Agent State Law Examination
  2005-09-26

Other Names

• Natasha V Escareno