Arun Suri

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1991 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Canton, MI

Previous Registrations

• 2012-10-24 → 2018-11-02
  Signator Investors, Inc.
  Southfield, MI
  Southfield, MI
  Canton, MI

Other Businesses

1. ARUN SURI POSITION: AGENT NATURE: INSURANCE AGENCY INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2000 ADDRESS: 47551 RAMINDER COURT, CANTON MI 48187, United States DESCRIPTION: HEALTH INSURANCE AGENT 2. MICHIGAN FINANCIAL COMPANIES- SECURITES POSITION: REGISTERED REP / IAR NATURE: CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/28/1991 ADDRESS: 47551 RAMINDER COURT, CANTON MI 48187, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3. MICHIGAN FINANCIAL COMPANIES- FIXED INSURANCE POSITION: AGENT, ETC NATURE: CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/28/1991 ADDRESS: 47551 RAMINDER COURT, CANTON MI 48187, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-01
• S63 Uniform Securities Agent State Law Examination
  1992-05-22