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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-09-08
MO RA APPROVED 2023-09-07
NE RA APPROVED 2023-09-07
TX RA APPROVED 2023-09-07
  • IA RA
    APPROVED
    Since 2023-09-08
  • MO RA
    APPROVED
    Since 2023-09-07
  • NE RA
    APPROVED
    Since 2023-09-07
  • TX RA
    APPROVED
    Since 2023-09-07

Branch Locations

Omaha, NE • United States

13305 Birch Dr. Suite 203 2Nd Floor, Omaha, NE 68164 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sioux City IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Sioux City IA 11/2016 09/2023
Wells Fargo Advisors Financial Network, Llc Sioux City IA 09/2023 Present
Previous Registrations
  • 2011-01-03 → 2023-09-07
    Sioux City, IA
    Sioux City, IA
    Sioux City, IA
    Sioux Falls, SD
    Omaha, NE
    Sioux Falls, SD
    Sioux City, IA
    Omaha, NE
    Omaha, NE
    Linn Creek, MO
    Omaha, NE
  • 2003-03-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Sioux City, IA
    Sioux City, IA
Other Businesses

DEMOSS WEALTH MANAGEMENT, LLC, INVT RELATED, OMAHA, NE, 100% OWNERSHIP, START DATE 4/24/0023, 20 HRS PER MONTH, 20 HRS DURING TRADING, FINET PRACTICE. ARVADA WEALTH LLC; INV RELATED; OMAHA, NE; 50 % OWNERSHIP; START DATE 4/4/2023; 160 HOURS PER MONTH; 8 DURING TRADING; FINET PRACTICE. RED HERON LLC; INV RELATED; OMAHA, NE; 100% OWNERSHIP WITH SPOUSE; START DATE 4/1/2024; 2 HOURS PER MONTH; 0 DURING TRADING; OWNER. RENTAL PROPERTY - FARM; INV RELATED; FAIRFAX,MO; AGRICULTURE AND OUTDOOR RECREATION;50% OWNERSHIP; START DATE: 12/15/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING;| TODD DEMOSS SOLE PROPRIETORSHIP; NOT INV RELATED;OMAHA,NE; INSURANCE ;100% OWNERSHIP; START DATE: 06/01/2026; 5 HRS PER MONTH; 5 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-04
S63 Uniform Securities Agent State Law Examination 1998-03-25
  • S66 Uniform Combined State Law Examination
    2003-03-04
  • S63 Uniform Securities Agent State Law Examination
    1998-03-25
Other Names
  • Todd Evert Demoss

View on SEC IAPD

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