Dwight Kenneth Melgaard

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1997 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Coral Springs, FL

Other Businesses

(1) 12/3/2007 - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - Time Spent 5% (2) 6/5/2008 - Marketing Panels - 1% TIME SPENT. (3) 2/9/2011 - IT'S IN THE VAULT, INC. - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Time Spent 100% (4) 07/02/2013 - REAL ESTATE RENTAL - ONE TOWNHOUSE - Investment Related - WESTON, FL - Time Spent 2% (5) 3/30/2017 - S3 Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/23/2017 - 200 Hours Per Month/10 Hours During Securities Trading. (6) 7/28/2020 - Other-Notary Public - Investment Related - At Reported Business Location(s) - Start Date 08/03/2020 - 4 Hours Per Month During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-02-21

Other Names

• Dwight Kennth Melgaard