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Ernst & Young Investment Advisers LLP CRD 110921
30 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-16 |
Branch Locations
201 North Franklin Street Suite 2400, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Cincinnati | OH | 06/1993 | 06/2021 |
| Care Giver To Spouse | Bradenton | FL | 06/2021 | 11/2022 |
| Tapfin/Ey | Tampa | FL | 11/2022 | 04/2023 |
| Tapfin/Ey | Tampa | FL | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-20 |
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