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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-03-27 |
| MO | RA | APPROVED | 2023-03-27 |
| TX | RA | APPROVED | 2023-03-27 |
Branch Locations
1141 Robinhood Lane, Roach, MO 65787 • United States
1206 W. Frontview St Suite 210, Dodge City, KS 67801-2095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dodge City | KS | 01/1992 | 08/2017 |
| Cwm, Llc | Omaha | NE | 08/2017 | 08/2019 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2017 | 08/2019 |
| Fbl Financial Group | West Des Moines | IA | 08/2019 | 03/2023 |
| Fbl Marketing Services, Llc | West Des Moines | IA | 08/2019 | 03/2023 |
| Lpl Financial Llc | Dodge City | KS | 03/2023 | Present |
1) 03/08/2023 - Ann Frigon Financial, LLC - Business Entity For Tax/Investment Purposes Only - Dodge City, KS 67801 - Non investment related - 8 Hours per month - Start date: 02/20/2023. 2) 03/08/2023 - Notary - Dodge City, KS 67801 - Investment related - 1 Hour per month - Start date: 01/28/1992. 3) 03/08/2023 - Office Space Rental to a Massage Parlor - Real Estate Rental - owner - 1206 Frontview St Suite 208 Dodge City, KS 67801-2095 - Investment related - Start date: 01/28/2002. 4) 03/08/2023 - BAR 3 FARMS, LLC - Other - Business Owner - Farming - Dodge City, KS 67801 - Non investment related - 6 Hours per month - Start date: 03/01/2013.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-18 |
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